-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cct2uD2Whlq5LzRtu9/XS++StWhpLCtpJLcglzvxhrSvwWv8bIuGcMA2NBjAUwKI nI1v0Jxqs+Qj6mRisR/hoA== 0000950134-02-003394.txt : 20020415 0000950134-02-003394.hdr.sgml : 20020415 ACCESSION NUMBER: 0000950134-02-003394 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020408 GROUP MEMBERS: HIGHLAND CAPITAL MANAGEMENT LP GROUP MEMBERS: HIGHLAND CRUSADER OFFSHORE PARTNERS GROUP MEMBERS: JAMES DONDERO GROUP MEMBERS: PCMG TRADING PARTNERS XXIII LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENESIS HEALTH VENTURES INC /PA CENTRAL INDEX KEY: 0000874265 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 061132947 STATE OF INCORPORATION: PA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42114 FILM NUMBER: 02604541 BUSINESS ADDRESS: STREET 1: 101 EAST STATE STREET CITY: KENNETT SQUARE STATE: PA ZIP: 19348 BUSINESS PHONE: 6104446350 MAIL ADDRESS: STREET 1: 101 EAST STATE STREET CITY: KENNETT SQUARE STATE: PA ZIP: 19348 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PROSPECT STREET HIGH INCOME PORTFOLIO INC CENTRAL INDEX KEY: 0000832904 IRS NUMBER: 043028343 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6177423800 MAIL ADDRESS: STREET 1: 60 STATE STREET EXCHANGE PLACE 37TH FL CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: EMERALD HIGH INCOME FUND INC DATE OF NAME CHANGE: 19880803 FORMER COMPANY: FORMER CONFORMED NAME: REDWOOD HIGH INCOME FUND INC DATE OF NAME CHANGE: 19881010 SC 13D/A 1 d95855asc13da.txt AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (AMENDMENT NO. 1) Under the Securities Exchange Act of 1934 Genesis Health Ventures, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.02 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 37183F-10-7 - -------------------------------------------------------------------------------- (CUSIP Number) Patrick H. Daugherty, Esq. With a copy to: Highland Capital Management, L.P. W. Scott Wallace, Esq. Two Galleria Tower Haynes and Boone, LLP 13455 Noel Road, Suite 1300 901 Main Street, Suite 3100 Dallas, Texas 75240 Dallas, Texas 75202 (972) 628-4100 (214) 651-5587 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) March 7, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), (f) or (g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7(b) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------------------------------------------------------------------------------------------------------------------ SCHEDULE 13D CUSIP No. 37183F-10-7 Page 2 of 12 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Highland Capital Management, L.P., a Delaware limited partnership 75-2716725 - ------------------------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO - ------------------------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 1,559,647 ------------------------------------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH ------------------------------------------------------------------------------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON 1,559,647 WITH ------------------------------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,997,691 - ------------------------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.5% (1) - ------------------------------------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------------------------------------------------------------
(1) Based on a total of 39,764,798 shares of Common Stock outstanding on February 8, 2002, as disclosed in the Issuer's Quarterly Report on Form 10-Q filed on February 14, 2002. - ------------------------------------------------------------------------------------------------------------------------------------ CUSIP No. 37183F-10-7 Page 3 of 12 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Highland Crusader Offshore Partners, L.P., a Bermuda limited partnership - ------------------------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO - ------------------------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ------------------------------------------------------------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 1,045,176 ------------------------------------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH ------------------------------------------------------------------------------------------------------ REPORTING 9 SOLE DISPOSITIVE POWER PERSON 1,045,176 WITH ------------------------------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,997,691 - ------------------------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.5% (1) - ------------------------------------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------------------------------------------------------------
(1) Based on a total of 39,764,798 shares of Common Stock outstanding on February 8, 2002, as disclosed in the Issuer's Quarterly Report on Form 10-Q filed on February 14, 2002. - ------------------------------------------------------------------------------------------------------------------------------------ CUSIP No. 37183F-10-7 Page 4 of 12 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Prospect Street High Income Portfolio Inc., a Maryland corporation 04-3028343 - ------------------------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS OO - ------------------------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Maryland - ------------------------------------------------------------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 253,468 --------------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH --------------------------------------------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 253,468 WITH --------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,997,691 - ------------------------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.5% (1) - ------------------------------------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------------------------------------------------------------
(1) Based on a total of 39,764,798 shares of Common Stock outstanding on February 8, 2002, as disclosed in the Issuer's Quarterly Report on Form 10-Q filed on February 14, 2002. - ------------------------------------------------------------------------------------------------------------------------------------ CUSIP No. 37183F-10-7 Page 5 of 12 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON PCMG Trading Partners XXIII LP 56-21575855 - ------------------------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS WC - ------------------------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 41,100 --------------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH --------------------------------------------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 41,100 WITH --------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,997,691 - ------------------------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.5% (1) - ------------------------------------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------------------------------------------------------------
(1) Based on a total of 39,764,798 shares of Common Stock outstanding on February 8, 2002, as disclosed in the Issuer's Quarterly Report on Form 10-Q filed on February 14, 2002. - ------------------------------------------------------------------------------------------------------------------------------------ CUSIP No. 37183F-10-7 Page 6 of 12 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James Dondero - ------------------------------------------------------------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - ------------------------------------------------------------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------------------------------------------------------------ 4 SOURCE OF FUNDS PF - ------------------------------------------------------------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 98,300 --------------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 EACH --------------------------------------------------------------------------------------------------- REPORTING 9 SOLE DISPOSITIVE POWER PERSON 98,300 WITH --------------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - ------------------------------------------------------------------------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,997,691 - ------------------------------------------------------------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] N/A - ------------------------------------------------------------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.5% (1) - ------------------------------------------------------------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------------------------------------------------------------
(1) Based on a total of 39,764,798 shares of Common Stock outstanding on February 8, 2002, as disclosed in the Issuer's Quarterly Report on Form 10-Q filed on February 14, 2002. - -------------------------------------------------------------------------------- CUSIP No. 37183F-10-7 Page 7 of 12 - -------------------------------------------------------------------------------- This Amendment No. 1 to Schedule 13D (this "Amendment") amends and supplements the Schedule 13D filed by Highland Capital Management, L.P., Highland Crusader Offshore Partners, L.P., Prospect Street High Income Portfolio Inc., and James Dondero by furnishing the information set forth below. Unless set forth below, all previous Items are unchanged. Capitalized terms used herein which are not defined herein have the meanings given to them in the Schedule 13D previously filed with the Securities and Exchange Commission. ITEM 2. IDENTITY AND BACKGROUND. Item 2 is amended as follows: (a) The names of the persons filing this Statement (the "Filing Persons") are Highland Capital Management, L.P., a Delaware limited partnership ("Highland Capital"), Highland Crusader Offshore Partners, L.P., a Bermuda limited partnership ("Crusader"), Prospect Street High Income Portfolio Inc., a Maryland corporation and closed end mutual fund registered under the Investment Company Act of 1940 ("Prospect"), PCMG Trading Partners XXIII LP, a Delaware limited partnership ("PCMG"), and James Dondero ("Mr. Dondero"). The Filing Persons have entered into a Joint Filing Agreement, dated as of April 5, 2002, a copy of which is attached hereto. (b) The principal business address of Highland Capital, Crusader, Prospect, PCMG and Mr. Dondero is Two Galleria Tower, 13455 Noel Road, Suite 1300, Dallas, Texas 75240. (c) This Statement is filed on behalf of a group consisting of Highland Capital, Crusader, Prospect, PCMG and Mr. Dondero. The general partner of Crusader is Highland Capital. Highland Capital, as a registered investment advisor, is the investment advisor for Prospect. The general partner of Highland Capital is Strand Advisors, Inc., a Delaware corporation ("Strand"). The general partner of PCMG is Strand Advisors III, Inc., a Delaware corporation ("Strand III"). The directors and officers of Strand, Prospect and Strand III are listed on Appendix 1 hereto. Mr. Dondero is the President of Highland, Prospect, Strand and Strand III, and a director of the Issuer. In the aforementioned capacities, each of the foregoing may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by the other members of the group. The principal business of Highland Capital, Crusader, Prospect and PCMG is purchasing and holding securities for investment purposes. The principal business of Strand is serving as the general partner of Highland Capital. The principal business of Strand III is serving as the general partner of PCMG. Mr. Dondero's principal business is acting in the capacities set forth above and on Appendix 1 hereto. The principal business of each director and officer of Prospect, Strand and Strand III is provided on Appendix 1 hereto. (d) and (e) During the past five years, none of the foregoing entities or natural persons has been convicted in a criminal proceeding or been a party to a civil proceeding, in either case of the type specified in Items 2(d) or (e) of Schedule 13D. (f) Crusader is a citizen of Bermuda; Highland Capital and PCMG are citizens of Delaware; Prospect is a citizen of Maryland; and Mr. Dondero is a citizen of the United States. The citizenship of each of the persons on Appendix 1 hereto is as indicated on Appendix 1. - -------------------------------------------------------------------------------- CUSIP No. 37183F-10-7 Page 8 of 12 - -------------------------------------------------------------------------------- ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 is amended as follows: The total amount of funds required by PCMG for the purchase of 41,100 Shares was approximately $682,094 and was obtained from working capital. The total amount of funds required by Mr. Dondero for the purchase of 98,300 Shares was approximately $1,471,853 and was obtained from his personal funds. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is amended as follows: (a) Based on the information disclosed by the Issuer in its Quarterly Report on Form 10-Q filed on February 14, 2002, there were 39,764,798 shares of Common Stock outstanding on February 8, 2002, and 1,366,221 shares of Common Stock yet to be issued in connection with the Plan. Pursuant to the Plan, the outstanding pre-Chapter 11 Common Stock and preferred stock was canceled and upon implementation of the Plan, the Issuer was to issue 41,000,000 shares of Common Stock to its creditors in accordance with the Plan provisions. Pursuant to provisions of the Exchange Act and in accordance with that certain Joint Filing Agreement, entered into by and among Highland Capital, Crusader, Prospect, PCMG and Mr. Dondero dated as of April 5, 2002 (attached hereto as Exhibit 1), each of Highland Capital, Crusader, Prospect, PCMG and Mr. Dondero may be deemed to beneficially own 2,997,691 shares of Common Stock (which is approximately 7.5% of the shares of Common Stock outstanding on February 8, 2002).
(b) Sole Shared Sole Shared Voting Voting Dispositive Dispositive Power Power Power Power ------ ------ ----------- ----------- Highland Capital Management, L.P. 1,559,647 (1) 0 1,559,647 (1) 0 Highland Crusader Offshore Partners, L.P. 1,045,176 (2) 0 1,045,176 (2) 0 Prospect Street High Income Portfolio Inc. 253,468 (3) 0 253,468 (3) 0 PCMG Trading Partners XXIII LP 41,100 0 41,100 0 James Dondero (4) 98,300 0 98,300 0
- ---------- (1) Includes 1,452,434 shares of Common Stock beneficially and directly owned by Highland Capital, 82,213 shares of common stock underlying 16,714 shares of Convertible Preferred Stock immediately convertible and beneficially and directly owned by Highland Capital; and 25,000 Options. The Options were granted under the Issuer's 2001 Stock Option Plan to Mr. Dondero, President of Highland Capital, who is a member of the new board of directors of the Issuer appointed pursuant to the Plan. Mr. Dondero and Highland Capital have an understanding pursuant to which Mr. Dondero holds the Options for the benefit of Highland Capital. (2) Includes 993,848 shares of Common Stock beneficially and directly owned by Crusader, and 51,328 shares of Common Stock underlying 10,435 shares of Convertible Preferred Stock immediately convertible and beneficially and directly owned by Crusader. - -------------------------------------------------------------------------------- CUSIP No. 37183F-10-7 Page 9 of 12 - -------------------------------------------------------------------------------- (3) Includes 239,774 shares of Common Stock beneficially and directly owned by Prospect, and 13,694 shares of Common Stock underlying 2,784 shares of Convertible Preferred Stock immediately convertible and beneficially and directly owned by Prospect. (4) Because of the relationships described herein, Mr. Dondero may be deemed the indirect beneficial owner of the shares owned by Highland Capital, Crusader, Prospect and PCMG. Mr. Dondero disclaims beneficial ownership of all such shares. (c) All transactions in the Shares during the past sixty days, or since the most recent filing of Schedule 13D, by any of the Filing Persons are set forth on Appendix II attached hereto. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Item 7 is hereby amended as follows: Exhibit 1. Joint Filing Agreement, dated as of April 5, 2002, entered into by and among Highland Capital, Crusader, Prospect, PCMG and Mr. Dondero. - -------------------------------------------------------------------------------- CUSIP No. 37183F-10-7 Page 10 of 12 - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: April 5, 2002 HIGHLAND CAPITAL MANAGEMENT, L.P. By: Strand Advisors, Inc., its general partner By: /s/ James Dondero -------------------------------------------------- Name: James Dondero Title: President HIGHLAND CRUSADER OFFSHORE PARTNERS, L.P. By: Highland Capital Management, L.P., its general partner By: Strand Advisors, Inc., its general partner By: /s/ James Dondero -------------------------------------------------- Name: James Dondero Title: President PROSPECT STREET HIGH INCOME PORTFOLIO INC. By: /s/ James Dondero ------------------------------------------------------ Name: James Dondero Title: President PCMG TRADING PARTNERS XXIII LP By: Strand Advisors III, Inc., its general partner By: /s/ James Dondero -------------------------------------------------- Name: James Dondero Title: President /s/ James Dondero ---------------------------------------------------------- JAMES DONDERO - -------------------------------------------------------------------------------- CUSIP No. 37183F-10-7 Page 11 of 12 - -------------------------------------------------------------------------------- APPENDIX 1 Appendix 1 is hereby amended as follows: The name of each director and officer of Prospect Street High Income Portfolio, Inc., Strand Advisors, Inc. and Strand Advisors III, Inc. is set forth below. The business address of each person listed below is Two Galleria Tower, 13455 Noel Road, Suite 1300, Dallas, Texas 75240, unless otherwise noted. Each person is a citizen of the United States of America unless otherwise noted. The present principal occupation or employment of each of the listed persons is set forth below. During the past five years, none of the individuals listed below has been convicted in a criminal proceeding or been a party to a civil proceeding, in either case of the type specified in Items 2(d) or (e) of Schedule 13D.
PRESENT PRINCIPAL OCCUPATION OR EMPLOYMENT NAME AND BUSINESS ADDRESS (IF APPLICABLE) - ------------------------------------------- ----------------------------------------------------------------------- PROSPECT STREET HIGH INCOME PORTFOLIO, INC. James Dondero, Director President Mark Okada Executive Vice President R. Joseph Daugherty Senior Vice President and Secretary Timothy Hui, Director Director of Learning Resources of the Pennsylvania Biblical University, 48 Willow Green Drive, Churchville, PA 18966. Scott Kavanaugh, Director Director, Executive Vice President and Treasurer of Commercial Capital, One Venture, Ste. 300, E. Irvine, CA 92618. James Leary, Director Managing Director of Benefit Capital, 2006 Peakwood Drive, Garland, Texas 75044. Bryan Ward, Director Special Projects Advisor and Information Technology Consultant for Accenture, 3625 Rosedale, Dallas, Texas 75205. STRAND ADVISORS, INC. James Dondero, Director President Mark Okada Executive Vice President Louis Koven Secretary STRAND ADVISORS III, INC. James Dondero, Director President Mark Okada Executive Vice President Louis Koven Secretary
- -------------------------------------------------------------------------------- CUSIP No. 37183F-10-7 Page 12 of 12 - -------------------------------------------------------------------------------- APPENDIX II TRANSACTIONS IN THE SHARES IN THE PAST SIXTY DAYS, OR SINCE THE MOST RECENT FILING OF SCHEDULE 13D, THE ONLY TRANSACTIONS IN THE SHARES BY PCMG WERE:
Date of Purchase Price Per Share Shares Purchased ---------------- --------------- ---------------- 03/07/02 $ 16.360 8,600 03/07/02 16.460 15,000 03/11/02 16.500 12,500 03/14/02 17.650 5,000
IN THE PAST SIXTY DAYS, OR SINCE THE MOST RECENT FILING OF SCHEDULE 13D, THE ONLY TRANSACTIONS IN THE SHARES BY MR. DONDERO WERE:
Date of Purchase Price Per Share Shares Purchased ---------------- --------------- ---------------- 02/25/02 $ 14.810 15,000 02/26/02 14.810 5,000 02/27/02 14.835 35,000 02/28/02 15.160 43,300
EXHIBITS
EXHIBIT NUMBER DESCRIPTION - ------- ----------- 1. Joint Filing Agreement, dated as of April 5, 2002, entered into by and among Highland Capital, Crusader, Prospect, PCMG and Mr. Dondero.
EX-99.1 3 d95855aex99-1.txt JOINT FILING AGREEMENT EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the Common Stock of Genesis Health Ventures, Inc., and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement as of April 5, 2002. HIGHLAND CAPITAL MANAGEMENT, L.P. By: Strand Advisors, Inc., its general partner By: /s/ James Dondero -------------------------------------------------- Name: James Dondero Title: President HIGHLAND CRUSADER OFFSHORE PARTNERS, L.P. By: Highland Capital Management, L.P., its general partner By: Strand Advisors, Inc., its general partner By: /s/ James Dondero -------------------------------------------------- Name: James Dondero Title: President PROSPECT STREET HIGH INCOME PORTFOLIO INC. By: /s/ James Dondero ------------------------------------------------------ Name: James Dondero Title: President PCMG TRADING PARTNERS XXIII LP By: Strand Advisors III, Inc., its general partner By: /s/ James Dondero --------------------------------------------------- Name: James Dondero Title: President /s/ James Dondero ----------------------------------------------------------- JAMES DONDERO -----END PRIVACY-ENHANCED MESSAGE-----